Records Control Schedules

Go Up One Directory Level: Independent Agencies

RG 0266: Securities and Exchange Commission

Title	Number/Filename
Complaint Handling, Assignment, Response and Tracking System (CHART) and All Subsequent / Successor Systems	N1-266-02-001
September 11 Commission Documents	N1-266-05-001
Office of Inspector General FILES	N1-266-05-002
Public Utility Holding Company Act Service Cards	N1-266-09-001
Congressionally Mandated Studies	N1-266-09-002
Consolidated New Database and Operational Reports Application (CONDOR) Database	N1-266-09-003
Enforcement Investigative Files	N1-266-09-004
Office of Public Affairs	N1-266-10-001
Confidential Treatment Materials	N1-266-10-002
Office of Human Resources - Employee Reports of Securities Transactions	N1-266-11-001
Ethics Office - Conduct Folders	N1-266-11-002
Physical Access and Control System	N1-266-11-003
Closed Circuit Television System (CCTV)	N1-266-11-004
The Securities and Exchange Commission files	N1-266-77-002
THE SECURITIES AND EXCHANGE COMMISSION WAS CREATED UNDER AUTHORITY OF THE SECURITIES ACT OF 1934	N1-266-90-001
Securities and Exchange Commission Investigative Case Files	N1-266-91-001
Investigative Case Files. Securities and Exchange Commission	N1-266-91-002
Records Relatine to the Study of Investment Trusts and Companies. 1935-1938.	N1-266-93-001
Records Relating to the Investigation of the tucker Corporation by the Securities and Exchange Commission	N1-266-93-002
Securities and Exchange Commission Records	N1-266-94-001
SECURITIES AND EXHANGE COMMISSON FILES	N1-266-94-002
Complaint Correspondence Files	N1-266-95-001
Technical Assistance Files OFFICE OF INTERNATIONAL AFFAIRS	N1-266-96-001
The Securities and Exchange Commission's Evaluation, Data Gathering, Analysis, Evaluation	N1-266-96-002
The Office of Filings and Information Services of EDGAR Operations	N1-266-96-003
SEC PUBLIC TRANSPORTATION SUBSIDY PROGRAM FILES	N1-266-97-001
SEC' Electronic Data Gatherlng, Analysis and Retrieval System (EDGAR) Produced Microfiche	N1-266-97-002
EDGAR Project Files	N1-266-97-003
Swiss Treaty Negotiation Files	N1-266-98-001
OFFICE OF INSPECTOR GENERAL SECURITIES AND EXCHANGE COMMISSION Investigative files	N1-266-99-001
SECURITIES AND EXCHANGE COMMISSION ORDER FILES	N1-266-99-002
Office of International Affairs -Financial Issuer Notification System Files	N1-266-99-003
Investigative Case Files, Corporate and Business Records	NC-266-76-001
Securities Act of 1933	NC1-266-7-001
Securities and Exchange Commission Files	NC1-266-77-02
Files Considered Obsolete, Assigned Another Number Series, or Completed Programs	NC1-266-77-03
Payrolling and Pay Administrative Records	NC1-266-78-01
Payrolling and Pay Administrative Records	NC1-266-78-02
Records to be Converted to Microfilm	NC1-266-79-01
Files Relating to Securities Act of 1933: to be Converted to Microfilm	NC1-266-79-02
Office of Applications and Reports Services - Duplicate Files (Unscheduled), Miscellaneous General Correspondence Files	NC1-266-81-01
Securities and Exchange Commission - Office of Applications and Reports Services - Disposition Standard Supercedes Standard Established in NC1-266-77-2	NC1-266-81-02
Securities and Exchange Commission - Office of Applications and Reports Services - Records of Former Security and Exchange Commissioners (1934-1967)	NC1-266-81-03
Securities and Exchange Commission (SEC) - Comprehensive Schedule	NC1-266-82-01
Card Records - Filed Registration Statements	NC1-266-82-02
Exemptions from Registration Under Section 12(g) of the Securities Exchange Act of 1934 and Suspension of Trading of Securities Other Than National Securities Exchange	NC1-266-82-03
Investors Correspondence Files	NC1-266-83-01
Miscellaneous Company Records (1967-1970)	NC1-266-83-02
Investment Company Files (1973) - Miscellaneous Company Records (1973) - Corporate Investment Records (1974) - Miscellaneous Company Records (1974) - Inspection(s) of Investment Companies (1975) - Investment Companies Files (1976)	NC1-266-83-03
Office of Applications and Reports Services - Comprehensive Files	NC1-266-83-04
Securities and Exchange Commission (SEC) - Comprehensive Records	NC1-266-83-05
Subject File Maintained by the Securities and Exchange Commission (SEC) Chairmen from 1934-1972 - Contains Policy and Various Issues Monitored by the Agency	NC1-266-83-06
Completed Forms, Reference Copies of Publications and Securities Commission (SEC) Documents, Memorandum and Reports Conducted in Various Investigations	NC1-266-83-07
Office of Applications and Reports Services - Case Files (1935-1955)	NC1-266-83-08
Institutional Investors Study - Completed Forms, Computer Printouts, Transmittal Correspondence, and Documents Indicating What Has Been Inputed Into a Computer	NC1-266-83-09
Stenographic Notes (Investigative Case Files)	NC1-266-84-01
Official Orders on a film cartridge via a CAR System	NC1-266-84-02
Securities and Exchange Commission (SEC) Investigations during the Second World War	NC1-266-84-03
Copies of Court Transcripts and Personal Documents Pertaining to Ford Motor Company Officials	NC1-266-84-04
Investment Adviser Registration Application and Related Correspondence	NC1-266-84-05

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Records Control Schedules

RG 0266: Securities and Exchange Commission

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RG 0266: Securities and Exchange Commission

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