GRS Transmittal No. 8
December 21, 1998
GRS Transmittal No. 8
TO: Heads of Federal Agencies
1. What does this document do?
GRS Transmittal 8 explains the changes that have been made to the General Records Schedules (GRS) since August 1995 when we last issued the GRS. The General Records Schedules (GRS) provide mandatory disposition instructions for temporary administrative records common to several Federal agencies.
2. What is the status of GRS 20?
a. GRS 20 is the subject of a court case, Public Citizen v. Carlin. On October 22, 1997, the U.S. District Court for the District of Columbia issued an order declaring GRS 20 "null and void." The Government filed an appeal with the U.S. Court of Appeals for the District of Columbia, which is pending. See the GRS 20 web site for more information on GRS 20 and the court case.b. In accordance with the Memorandum Opinion and Order of the United States District Court for the District of Columbia, dated September 29, 1998, we have issued the following statement:
The District Court's injunction of April 9, 1998, prohibiting the Archivist from issuing Federal Register notices, bulletins, directives or other official statements of any kind stating that General Records Schedule 20 currently authorizes the disposition of electronic records, remains in effect.
The District Court has further authorized the Archivist to state that a federal agency may continue to follow its present disposition practices for electronic records until (1) the agency has submitted and received approval from the National Archives and Records Administration (NARA) on a Request for Records Disposition Authority; (2) notification by NARA that the appeal in this case has been resolved and NARA has provided further guidance as a result of the appellate court's decision; or (3) further Order of the District Court.
c. We are developing a new GRS for information technology records. When that GRS is completed, we will issue another GRS transmittal to send it to you.
3. What changes have been made to the other GRS?
The following chart shows the major changes. In addition to the changes shown in this chart, we have added a new final item to GRS 1-16, 18, and 23, to provide disposal authority for electronic mail and word processing records used solely to produce records described in those GRS, after a recordkeeping copy has been produced, and electronic copies used for dissemination, revision, or updating that are maintained in addition to the recordkeeping copy. The new item does not authorize disposal of any records in agency files or other recordkeeping systems. We made this change in response to a recommendation from the Electronic Records Work Group established by me to address electronic records disposition issues.
4. Do I have to take any action to implement these GRS changes?
a. Our regulations (36 CFR 1226.12) require you to disseminate GRS changes within 6 months of receipt. If you wish to apply a retention period that differs from that specified in the GRS, you must submit an SF 115, Request for Records Disposition Authority, to us for approval. b. NARA Bulletin 99-02, Withdrawal of General Records Schedule (GRS) 22, Inspector General Records, provides guidance on steps you must take for your Inspector General records. We have sent copies of this bulletin to agency heads and records officers. The bulletin is also posted on NARA's web site.
5. How do I get copies of the new GRS?We are sending the updated versions of the Introduction and GRS 1-18 and 21-23 in electronic form (WordPerfect 6.1, Word 6.0, and ASCII) on disk to your agency records officer. We are also posting a set on our web site. We will also send your records officer a printed copy of the GRS when it is available.
6. Who do I contact for further information?Please contact Jean
Keeting on 301-713-7110, ext. 230 if you have any questions.
JOHN W. CARLIN
Archivist of the United
States
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