Federal Records Management

Records Control Schedules

These requests for disposition authority documents are agency requests to NARA submitted since 1973.  Older items may have subsequently been superseded by more recent submissions.  Please see the FAQ for more information. Questions about active disposition authorities should be directed to the agency records officer.

NOTE: NARA’s process for determining which records schedules in the RCS are currently valid is an ongoing work in progress. Records schedules will be marked inactive when all items on the schedule have been superseded. Before implementing disposition using these records schedules, always verify that you are using the most recent and current disposition authority (or item).

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Tip 1: Use Phrases in Quotes

Example:  "audit files"

Without quotation marks, any page containing the words "audit" OR "files" will appear in results.
When surrounded by quotation marks, the words are treated as a phrase and only pages with the exact phrase "audit files" will appear in results. This is the most powerful query refinement technique.

Tip 2: Use a Plus (+) or Minus (-) Sign to Require or Reject Words

Example:  audit files +system -withdrawn

You can require that the word "system" be in any documents in the results list by placing a plus (+) sign before it.
You can reject words with the minus (-) sign.
In the example, no documents with the word "withdrawn" will appear on the results page unless a search engine is programmed to make them appear above the regular results list.

Tip 3: Combine Tips 1, 2

Example:  audit files +"Internal Revenue Service" +system

By combining phrases with a plus (+) or minus (-) sign, and capitalizing where it's appropriate, you can increase the relevance of search results.

Tip 4: Spell Out All Acronyms

Example:  Internal Revenue Service (IRS)

Avoid using acronyms for instance: IRS for Internal Revenue Service can be mistaken for another acronym such as IRS-CI and effect search results.

Tip 5: Searching by Job Number

Example:  N1-016-00-001

NOTE: You MUST enter the job number in the correct format. Consult the SF 15 Numbering Key if necessary.


RG-0180: Commodity Futures Trading Commission

Go up one directory level

Title Number/Filename
Internal Committees, Management Studies, & Mission Policies DAA-0180-2012-0002
Division of Enforcement Records DAA-0180-2012-0003
Central Files of the Chairman and Commissioners Inactive DAA-0180-2012-0004
Visitant System Inactive DAA-0180-2013-0001
Commodity Exchange Act (CEA) Enforcement Debt Collection Case Files DAA-0180-2013-0002
Reparations and Enforcement Docket Files DAA-0180-2013-0005
Global Risk DAA-0180-2014-0001
Selected Office of Proceedings Records DAA-0180-2015-0001
Closed Matter Summary Records Inactive DAA-0180-2015-0003
Examinations of Registered Entities and Intermediaries DAA-0180-2016-0002
Office of the Inspector General Records Inactive DAA-0180-2016-0003
Registered Entity Applications and Related Records Inactive DAA-0180-2017-0001
Administrative Records DAA-0180-2018-0005
External Regulatory Guidance, Internal Regulatory Review, Legal Support, Oversight and Compliance DAA-0180-2018-0006
External Outreach DAA-0180-2018-0007
Derivatives Oversight and Compliance DAA-0180-2019-0001
Landmark Events DAA-0180-2021-0001
Closed Matter Summary Records DAA-0180-2021-0002
Hedge exemption requests DAA-0180-2022-0001
Integrated Surveillance System Data DAA-0180-2022-0002
Mission Commodity Data DAA-0180-2022-0003
Commodity Futures Trading Commission [Capstone Form] GRS-6-1-0180-2023-0001
Comprehensive Records Schedule N1-180-00-001
Media-neutral Amendments to the Comprehensive Records Schedule N1-180-07-001
Item 40Sb Enforcement Case Files Inactive N1-180-07-002
Attorney Working Papers Inactive N1-180-08-001
Administrative Policies, Procedures, Badging, and Security System Records Inactive N1-180-09-001
Regulatory Statement Review (RSR) System Inactive N1-180-09-002
Integrated Surveillance System (ISS), Special Call Records, Hedge Exemption Request Records N1-180-09-003
Stressing Positions at Risk (SPARK) System Inactive N1-180-09-004
Intranet Content and Web Operations Inactive N1-180-11-001
Lost, Stolen, Damaged, or Destroyed Government and Personal Property Records Inactive N1-180-11-002
Human Resources Miscellaneous Records N1-180-12-001
Whistleblower Records N1-180-12-002
Trading and Surveillance Records N1-180-87-001
Records and Minutes of Commission Meetings Inactive N1-180-88-001
Registrant Financial Reports Subordination Agreements and Disclosure Documents N1-180-88-003
Tapes of Commission Meetings Inactive N1-180-89-001
Miscellaneous Records at Washington National Records Center, 1920-74 Inactive N1-180-91-001
Tapes of Commission Meetings and Index Inactive N1-180-91-002
Administrative and Program Records NC1-180-80-01
Applications Relating to Registrations under the Commodity Futures Trading Commission Act; Qualifications and Fitness Investigations Inactive NC1-180-85-01